Capital Market Rules are the regulations and laws governing the issuance, trading, and settlement of financial securities in capital markets. These rules aim to protect investors, ensure market fairness, and maintain financial stability. They dictate requirements for disclosures, market conduct, and the operation of exchanges. Adherence to these rules is fundamental for market participants.
Context
The application of traditional Capital Market Rules to digital assets is a central point of contention and regulatory development worldwide. Jurisdictions are working to determine which digital assets qualify as securities and how existing rules apply or need modification. This ongoing adaptation of regulatory frameworks is crucial for integrating digital assets into mainstream finance and safeguarding market integrity.
The FCA's decision to permit retail access to BTC and ETH ETNs mandates an immediate review of UK distribution and marketing compliance frameworks for regulated financial institutions.
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