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CFTC Enforcement Policy

Definition

CFTC Enforcement Policy outlines how the Commodity Futures Trading Commission acts against market misconduct. This policy details the regulatory agency’s approach to upholding market integrity and protecting participants within commodity derivatives markets, including those involving digital assets. It encompasses the principles and practices guiding investigations, charges, and resolutions for breaches of the Commodity Exchange Act and related regulations. The policy aims to deter unlawful conduct and maintain fair and orderly trading conditions.