Dealer Requirements refer to the specific regulatory and operational standards imposed on entities that act as dealers in financial markets. These requirements typically involve capital adequacy, conduct of business rules, record-keeping, and reporting obligations. For digital assets, these standards aim to ensure market integrity, protect investors, and prevent illicit activities. Compliance with these rules is essential for market participants operating as intermediaries.
Context
In the digital asset space, dealer requirements are a significant regulatory discussion point, with news often reporting on new guidance from financial authorities. The debate centers on how traditional dealer regulations apply to decentralized or pseudo-anonymous crypto markets. Regulatory bodies globally are working to establish clear guidelines for entities facilitating the trading of digital assets, influencing market structure and participant behavior.
The UK's integration of crypto exchanges and dealers into the FSMA perimeter mandates a systemic overhaul of operational resilience and consumer protection frameworks.
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