MIAX Exchange Mandates Stricter Capital, KYC, and Segregation for FCM Participants
Futures Commission Merchants must now implement new minimum capital and operational standards, integrating enhanced AML/KYC and full customer collateralization controls.
NFA Repeals Prescriptive Disclosure Rule, Expands Digital Asset Conduct Oversight Scope
The NFA is pivoting from rigid disclosure mandates to principles-based conduct standards, strategically broadening compliance risk exposure for members.
US House Sends CLARITY Act to Senate, Shifting Spot Trading to CFTC
The proposed jurisdictional clarity mandates a systemic compliance overhaul, requiring exchanges to integrate commodity-style custody and anti-fraud controls.
