The Exchange Act refers to foundational legislation that governs securities exchanges, brokers, and dealers in the United States. Its primary aim is to protect investors and maintain fair, orderly, and efficient markets. This act mandates registration, reporting, and regulatory oversight for entities involved in the trading of securities.
Context
In cryptocurrency news, the Exchange Act is frequently referenced when discussing the regulatory status of digital asset exchanges and the classification of tokens as securities. Regulatory actions or pronouncements by bodies like the SEC often hinge on interpretations of this act and its applicability to crypto markets. Understanding the Exchange Act’s provisions is essential for comprehending the legal frameworks shaping the digital asset industry and the potential compliance challenges faced by crypto platforms.
The Division of Corporation Finance's no-action relief establishes a critical precedent for utility-focused token programmatic transfers under the Howey Test.
The No-Action Letter provides a crucial regulatory pathway for Registered Investment Advisers to custody digital assets with state-chartered trust entities.
The SEC's generic ETP standard establishes a permanent regulatory channel, operationalizing digital asset integration into core capital markets infrastructure.
The SEC's approval of generic ETP listing standards operationalizes a systemic shift from discretionary, asset-specific review to rules-based market access.
The SEC's 2025 agenda signals a systemic update to digital asset market structure, custody, and offering frameworks, demanding proactive compliance recalibration.
The SEC's new agenda signals a pivotal shift toward clarifying digital asset compliance frameworks, enabling operational flexibility for regulated entities.
We use cookies to personalize content and marketing, and to analyze our traffic. This helps us maintain the quality of our free resources. manage your preferences below.
Detailed Cookie Preferences
This helps support our free resources through personalized marketing efforts and promotions.
Analytics cookies help us understand how visitors interact with our website, improving user experience and website performance.
Personalization cookies enable us to customize the content and features of our site based on your interactions, offering a more tailored experience.
