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SEC Enforcement Posture

Definition

SEC enforcement posture refers to the approach and intensity with which the U.S. Securities and Exchange Commission pursues legal actions against alleged violations. This posture reflects the agency’s strategy in regulating financial markets, including its stance on digital assets, through investigations, charges, and civil litigation. It signals the SEC’s priorities, interpretations of securities laws, and willingness to use its authority to compel compliance. The enforcement posture significantly influences market behavior, innovation, and investment decisions within regulated sectors.