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SEC Staff

Definition

SEC staff refers to the employees and professionals working for the U.S. Securities and Exchange Commission. This group includes attorneys, accountants, examiners, and other experts who conduct investigations, analyze financial filings, develop policy recommendations, and enforce securities laws. SEC staff are responsible for the day-to-day operations of the commission, including reviewing applications, issuing guidance, and bringing enforcement actions against entities violating securities regulations. Their work is vital to protecting investors and maintaining fair markets.