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Securities Commission Policy

Definition

Securities Commission Policy refers to the rules, guidelines, and stances adopted by a financial regulatory body concerning the issuance, trading, and oversight of securities, including digital assets. These policies define what constitutes a security, outline registration requirements for issuers and platforms, and establish investor protection measures. They aim to maintain fair and orderly markets, prevent fraud, and ensure transparency for all participants. The application of existing securities laws to novel digital assets often requires interpretive guidance and new rule-making from these commissions.