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Securities Oversight

Definition

Securities oversight involves regulating financial instruments classified as securities to protect investors and maintain fair markets. This refers to the regulatory activities and frameworks established by governmental bodies to supervise the issuance, trading, and intermediaries of financial securities. The primary objectives include safeguarding investors, ensuring market fairness and transparency, and preventing manipulation. In the digital asset space, securities oversight determines which crypto-assets fall under existing securities laws and how their offerings and trading platforms should be regulated.