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US Securities Regulation

Definition

US securities regulation refers to the laws governing investment contracts and financial markets in the United States. These regulations, enforced by agencies like the SEC and FINRA, aim to protect investors, maintain fair markets, and facilitate capital formation. They mandate disclosures, prohibit fraud, and establish rules for brokers, exchanges, and public offerings. The application of these extensive rules to novel digital assets is a current area of significant legal and policy debate.